Transaction DateRecipientSharesTypePriceValue
14th September 2020Todd D. Sims2,554Sale back to the issuer$0.00
8th September 2020Bryant R Riley1,224Open or private purchase$25.59$31,327.55
4th September 2020Bryant R Riley2,282Open or private purchase$26.21$59,815.33
4th September 2020Kenneth M Young30,000Open or private purchase$2.44$73,164.00
2nd September 2020Bryant R Riley700Open or private purchase$27.15$19,005.00
2nd September 2020Bryant R Riley15,000Open or private purchase$27.15$407,250.00
26th August 2020Bryant R Riley20,000Open or private purchase$26.67$533,312.00
26th August 2020Bryant R Riley4,978Grant/award etc.$0.00
26th August 2020Bryant R Riley995Grant/award etc.$0.00
10th August 2020Bryant R Riley13,889Exercise of in-the-money or at-the-money derivatives securities (usually options)$12.01$166,806.89
B. Riley Financial
B. Riley Financial logo

B. Riley Financial, Inc. engages in the provision of financial services and solutions to the capital raising and financial advisory needs of public and private firms. It operates through the following segments: Capital Markets; Auction and Liquidation; Valuation and Appraisal; and Principal Investments-United Online. The Capital Markets segment provides investment banking, corporate finance, research, wealth management, and sales and trading services to corporate, institutional, and high net worth clients. The auction and liquidation segment operates through retail store liquidations and wholesale and industrial assets dispositions.

Ticker: RILY
Sector: Finance
Industry: Investment Banks/Brokers
SEC Central Index Key (CIK): 1464790
Employees: 982
Exchange: NASDAQ
Auditor Opinion:

Disclosure Language changes
Red Flags
Cash at Carrying Value: $106 M (1%)
Property, Plant and Equipment, Net: $12 M (-3%)
Assets: $2 B (0%)
Accounts Payable, Current: $4 M (-3%)
Liabilities: $2 B (1%)
Common Stock, Value, Issued: $3 Th (0%)
Common Stock, Shares, Issued: $26 M (-4%)
Retained Earnings (Accumulated Deficit): $6 M (-85%)
Accumulated Other Comprehensive Income (Loss), Net of Tax: $3 M (35%)
Stockholders' Equity (Parent): $310 M (-14%)
Liabilities and Equity: $2 B (0%)
Revenue: $122 M (-56%)
Restructuring Charges: $2 M (0%)
Operating Income/Loss: $131 M (1188%)
Income before taxes: $115 M (420%)
Provision for income taxes: $32 M (504%)
EPS (basic): $3.23 (0%)
EPS (diluted): $3.07 (0%)